Description

Job Reference #
325173BR

Business Divisions
Global Wealth Management

Your role
Are you a self-starter who takes initiative in handling assigned tasks in a fast-paced environment? Are you passionate about driving end to end completion of tasks while keeping related parties informed? We are looking for someone like you to:

• support the AdviceLink program by working with Financial Advisors, Branch Managers, and Market Heads to help administer the AdviceLink program
• liaise with Advisory Program Management, Legal, Compliance, Billing, Supervision, Anti-Money & Laundering Team, Anti-Bribery & Corruption Team and the Conflicts of Interest Team to help manage business guideline exceptions
• perform due diligence with background checks, state registration requirements (Form ADV), and FINRA registration checks
• maintain key procedural controls to assess effective implementation of contract risk controls as well as analyze product specific control reports, tools, monitor shared mailboxes and update/maintain internal product documentation
• support and/or lead regulatory or risk related initiatives, audits, and report requirements and help identify, report, monitor and remediate risk issues
• provide strategic analysis in addition to implementation support to the Specialties Business Development Manager and broader Americas Business Development team
• support development of US Specialty Businesses in in alignment with GWM Americas strategy and objectives
• manage multiple projects against tight deadlines with discipline and attention to detail

Detailed salary information:
• New York: the salary range for this role is $90000 to $120000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Title
AdviceLink Program Analyst

City
New York

Job Type
Full Time

Country / State
United States - New York

Function Category
Business development

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.

We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team
You will be based in New York and report directly to the Specialties Business Development Manager. You will support the AdviceLink business as well as work in close partnership with the team to drive growth in other specialty businesses and feeder channels.

Your expertise
• ideally college degree, Finance major preferred
• Series 7 and 66 (or equivalent)
• deep understanding of risk, audit, regulatory environment and functions, Operational Risk Framework, business governance functions and activities
• knowledge of Wealth Management service delivery model, products, capital markets, regulations
• strong Microsoft skills and data analysis capabilities to identify issues and communicate remediation plans
• excellent interpersonal communication skills

About us
UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.

We have a presence in all major financial centers in more than 50 countries.

Salary information
US Only: The expected salary range for this role is $90000 to $120000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.



Requisition #: 325173BR

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