Description

Job Reference #
328084BR

Business Divisions
Global Wealth Management

Your role
Are you risk averse? Do you know how to maintain independence and objectivity?

We are looking for someone like this who can:

• act as a compliance and operational risk control subject-matter expert for a centralized group supervising daily trade activity, supporting them in managing risk
• perform first-line-of-defense activities in relation to consequential risks
• ensure risk frameworks are designed well and operating effectively
• deliver monthly reports that shed light on risk profiles of market areas in reference to daily trade reviews
• provide business management with controls, tools, frameworks , information and insights required to manage risk
• enforce employee conduct framework to drive expected behavior

Detailed salary information:
• Weehawken: the salary range for this role is $90000 to $120000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.

Title
Home Office Supervisory Officer

City
Nashville, Raleigh, Weehawken

Job Type
Full Time

Country / State
United States - New Jersey, United States - North Carolina, United States - Tennessee

Function Category
Risk

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details
UBS Business Solutions SA
UBS Recruiting

Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team
We are a collaborative central team supporting our Markets as they deliver world class Wealth Management services to our internal and external clients. Together we run a centrally focused team on mitigating risk, managing the business and supporting our associates and our community.

Your expertise
• Bachelor's degree
• Ideally 3+ years of experience within the financial industry in the areas of risk management, risk control, audit or compliance/supervision
• FINRA Series 7, 66, 9& 10 (or equivalent) required
• FINRA Series 3 and Life Insurance and Variable Annuities licenses preferred
• analytic, with the ability to provide practical solutions for minimizing risk
• result-oriented and assertive (you don't shy away from challenging situations)

About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information
US Only: The expected salary range for this role is $90000 to $120000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.



Requisition #: 328084BR

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