Description

Job Reference #
322080BR

Business Divisions
Investment Bank

Your role
Do you have strong data analytics skills? How about experience with risk and controls? Do you want every day to be different? How about high profile projects? Do you enjoy working in a challenging team to develop and deliver solutions to various challenges across divisions?
We're looking for someone like this to work within the regional Regulatory Transaction Reporting (RTR) team supporting Quality Assurance role for Bluesheets reporting to regulators.
• Quality Assurance activities - Performing Completeness, Accuracy and Timeliness 'CAT' and Direct control testing for Bluesheets reporting to regulators within the determined timeframes and per the sampling guidelines. Ensure testing observations and results are recorded and presented to stakeholders as needed.
•Issue Management - Ensure observations noted during testing are thoroughly and appropriately reviewed and issues raised, as needed. This includes full understanding of the impact, population affected and root cause.
•Governance activities - Ensuring framework documentation is maintained and adhered to. Ensure process level documentation is maintained and reviewed timely.
Project Management activities - Assisting with end to end support around RTR initiatives including conducting initial impact analysis, tracking for deliverables and following up with management and RTR staff.

Title
IB Operations - Reporting Specialist

City
Nashville

Job Type
Full Time

Country / State
United States - Tennessee

Function Category
Operations

Join us
At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We're dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That's why collaboration is at the heart of everything we do. Because together, we're more than ourselves.
We're committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Your team
You'll be working in the RTR team in Nashville.

Your expertise
• A degree in any discipline will be considered, but preferably in Finance / Economics / Business Management
• inquisitive with analytical and risk-aware mindset
• excellent verbal and written communication skills
• team-oriented, while able to complete tasks independently
• securities background would be advantageous
• knowledge of investment bank products, trade life cycle, and trade booking models will be a strong advantage
• experience in operational risk and control / operations / blue sheets/audit in the financial services industry
• escalation awareness
• innovative approach to solving day-to-day process problems

*LI-UBS

About us
UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That's why we place collaboration at the heart of everything we do. Because together, we're more than ourselves. Want to find out more? Visit ubs.com/careers.



Requisition #: 322080BR

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